Invest Disclosures

DISCLAIMER: Third Party Disclosure

Ally Invest Securities LLC and Ally Invest Forex LLC (Collectively “Ally Invest”) provides third party links and software applications solely as a convenience for educational and informational purposes to its users.

Ally Invest, including its officers, members or employees, may: (1) have an affiliation with independent third party providers; (2) have direct or indirect control over independent third party providers; and/or (3) have discretion to alter the content of any third party link or software application.

Ally Invest does not review the content of third party websites for compliance with federal, state or SRO rules or regulations regarding promotional material including advertising unless, otherwise not required by regulation. By linking to any third party website, you acknowledge and affirm that upon clicking on a third party link, you will immediately leave a website maintained by Ally Invest. You further acknowledge that all websites accessed through any third party application are not controlled by Ally Invest, except for Ally Invest’s website.

Ally Invest does not warrant the timeliness, accuracy or completeness of any facts, material or information contained on any third party website that are outside the control or knowledge of Ally Invest. Moreover, Ally Invest does not warrant the functionality of any third party application downloaded from its website. By clicking on any third party link or downloading any third party application, you hereby understand and acknowledge that Ally Invest shall not be responsible or liable for any loss or damage caused by use of or reliance upon facts, material or information obtained through the use of the third party website or application or for any loss or damage caused by use of a third party application.

Any opinions or recommendations expressed on any third party website or within any third party application are solely those of the independent providers and are not the opinions, recommendations or necessarily the views of Ally Invest. Furthermore, Ally Invest does not provide any legal, tax, accounting or investment advice concerning the suitability or profitability of any security or investment information contained on the third party website. Such links do not constitute a solicitation by Ally Invest to buy or sell any security or other investment.

Ally Invest reserves the right, in its sole discretion, to add or discontinue third party links or software application downloads on its website at any time and for any reason. Trademarks, logos, and service marks represented on this website are trademarks of their respective companies. Permission was granted for their use.

Third Party Research Disclosure Notice

As a provider of discounted brokerage services, Ally Invest Securities LLC and Ally Invest Forex LLC (collectively “Ally Invest”) offers its self-directed customers third party research content relating to investments in equities, fixed-income, commodities and forex for informational and educational purposes only. The third party research content is provided to self-directed customers without charge. Any recommendation, opinion or advice regarding investments in equities, fixed-income, commodities or forex contained in the third party research content may not necessarily reflect the views of Ally Invest, and that Ally Invest does not verify any information contained in the content.

Ally Invest assumes no responsibility for any recommendation, opinion, advice or fact contained in any third party research provided to its self-directed customers and expressly disclaims any responsibility for any decisions or for the suitability of any product or transaction based on it.

Any decisions made by a self-directed customer to buy, sell or hold a security based on such third party research will be entirely their own and not in any way deemed to be endorsed or influenced by or attributed to Ally Invest. The self-directed customer alone will bear the sole responsibility of evaluating the merits and risks associated with the use of any information contained in the third party research before making any decisions based on such information.

It is understood that, without exception, any order based on such research that is placed with Ally Invest for execution is and will be treated as an unrecommended and unsolicited order. Further, Ally Invest assumes no responsibility for the accuracy, completeness or timeliness of any such research or for updating such research, which is subject to change without notice at any time. Ally Invest does not provide online or digital investment, tax or legal advice. Under no circumstance is the information contained within such third party research to be used or considered as an offer to sell or a solicitation of an offer to buy any particular investment or security product.

Ally Invest does not receive any compensation for providing the third party research content to its self-directed customers.