Invest Disclosures

Voluntary Corporate Actions

Elections for voluntary corporate actions must be provided to Ally Invest by phone, live chat, or email prior to the reply by date listed on the offer. Elections made after the reply by date but before the offer expires date are not guaranteed and will be processed on a best efforts basis. Elections made via email are not guaranteed, email response times vary based on contact volume and are therefore not recommended for submitting elections. Elections made via email must include first and last name, last 4 digits of the account number, the election, and an acknowledgement of the fee, which will be deducted from the account. Please note, there is a $50 fee to process elections for voluntary offers. Investors choosing the default election do not need to contact Ally Invest and no fee is charged. Elections are subject to any conditions set by the Clearing Firm of Ally Invest Securities, or the Corporation for which the instructions are being submitted.

Voluntary Corporate Actions Disclosure Version 1

Updated 9/2022